Online Exam 1

Foundational Diagnostic

Baseline reading across the full syllabus before structured study.

120 questions · 180 minutes

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Exam mode 180:00 countdown, no feedback until you submit, just like exam day. If time runs out, your answers are submitted automatically.Practice mode Untimed. Check each answer as you go and read the explanation straight away.

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What this exam covers

Topic	Questions
Know-Your-Client (KYC) & Suitability	27
Fixed Income	10
Equities	12
Securities Analysis	14
Managed Products & Other Investments	16
Portfolio Construction	13
Investment Recommendations	14
Execution & Market Integrity	7
Monitoring, Reporting & Maintaining Client Relationships	7