Deck 1 · 200 cards
The Client Relationship: KYC, Suitability & Conduct
Know your client, suitability, account types, conflicts, trusted contacts and CIRO's standards of conduct.
0 of 200 cards studied so far
Flashcards
Flip a card, then say whether you knew it. Cards you miss come back more often; a card you get right twice in a row moves to the top box and counts as mastered (until you miss it again).
Deck 2 · 200 cards
Securities & Markets: Fixed Income, Equities & Trading
Bond features and math, share classes and corporate actions, orders, settlement, margin and market integrity.
0 of 200 cards studied so far
Deck 3 · 200 cards
Analysis & Managed Products
Financial statements and ratios, indices and the economy, mutual funds, ETFs and alternative investments.
0 of 200 cards studied so far
Deck 4 · 200 cards
Portfolios, Recommendations & Client Monitoring
Asset allocation, risk and return, CAPM, behavioural finance, retirement and tax planning, complaints and performance reporting.
0 of 200 cards studied so far